SERVICE

CHARGES IN KSHS

1

Transaction Levy

0.08% of the Equity turnover

2

Depository Levy

Kshs 90 per transaction subject to a minimum of Kshs 50,000 & a maximum of Kshs 1M per annum.

3

Bonds Transaction Levy

0.002% of the bond turnover

4

CDA fees

Appointment fee

Kshs 20,000 for Trading CDAs & Kshs 75,000 for Non Trading CDAs

Annual subscription fee

Kshs 2,500

5

Security Transfers

Kshs 200 per transfer for own accounts

Kshs 1,000 per transfer for nominee accounts

6

Private Transfer

i) Settlement of an estate of deceased person

• Less than Kshs 10,000: No charge

• Greater than Kshs 10,000: 45% of Kshs 1,500

ii) Transfer by gift

• Less than Kshs 10,000: No charge

• Less than Kshs 100,000: 45% of 2.1% of value of transaction

• Greater than Kshs 100,000: 45% of up to a maximum of 1.5% of value of transaction

iii) Transfer with no change of ownership

• Greater than Kshs 10,000: 45% of Kshs 1,500

7

Interim Statement

Kshs 50 for the first two pages and Kshs 50 per page for the subsequent pages

8

Pledges & Releases

Kshs 1,000 per Form/Pledge number

9

Withdrawal

Kshs 500 per account

10

Corporate Action postage fee

Kshs 35 per account

11

Guarantee Fund Administration

1% of the Fund value